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The
Monstrous Regiment of Arthurs: A Critical Guide
Introduction
Whilst it can certainly be argued that the
'original' Arthur is probably a
non-historical (folkloric or mythical) figure who became
associated with historical deeds by the ninth century via a process of
historicisation (Padel, 1994; Green, 1998; Green, 2007), it has to be
recognised that the opposing
view has often been taken too. With regards to this, it is fair to say
that a vast
literature has been generated by the search
for historical characters who 'fit the facts' – that is to
say, by the quest to identify the 'original' historical
Arthur. The present piece is intended as a guide to
the four of the most popular theories which have been proposed by
those
who choose to make the a priori assumption that
there really was a historical Arthur at the core of the
Arthurian legend. It is felt that such a guide is necessary
due to the continuing popularity of this assumption,
particularly outside of the academic community, and the
potential difficulties for the interested reader in discriminating
between the various theories propounded. The value of these
theories in
general, and of the
search itself, is fully discussed elsewhere (Green, 1998; Green, 2007)
and needs
no further elaboration here, other than to simply say that an enormous
number of theories can and have been proposed. In
order for the following guide to work, the question of whether the
search for a historical Arthur is a useful one is ignored.
Similarly, the notion of 'no smoke without fire' – which
is criticised heavily elsewhere – is treated as reasonable, i.e.
the analyses below follow the theories they
discuss in
assuming that there probably was a historical Arthur.
Arthur, the
Post-Roman War-leader
The
notion that Arthur could have been a post-Roman war-leader has it
origins in a study of one of the earliest and most important Arthurian
sources, chapter 56 of the Historia Brittonum
(written c. 829-30
A.D.), in particular the section which says 'Arthur fought against them
[the Anglo-Saxon invaders] in those days, together with the kings of
the Britons, but he was the leader in battles [dux bellorum].'
In the most basic and popular form of this theory, the above sentence
is treated as a literal statement that the historical Arthur was a
great warrior and war-leader (with an implication, it is often
suggested, that Arthur was not a king himself), who led the fight
against the Anglo-Saxon invaders. The rest of the text lists a number
of his supposed battles, although only one of these – the Battle of
Badon – can be proven to have definitely taken place in the post-Roman
period (Gildas’ De
Excidio Britanniae of c. 540 A.D. mentions the battle, but
not Arthur). This theory is
essentially
the 'default' concept
of a historical Arthur for the academic community, and is used by those
researchers who believe that Arthur probably existed but think that we
can know nothing more of him without entering into the realms of
speculation. This view takes the Historia Brittonum chapter
56 as (to some degree) evidence of the existence of Arthur and his
basic nature and role, but frequently doesn't trust the contents of
this chapter to provide reliable evidence with regards to the battles
he fought (aside from Badon) or the region he operated in (see
especially Green, 1998 and 2007, and Higham, 2002, on
the reasons for this general
academic
scepticism about the reliability of the Historia Brittonum,
particularly with regards to the battles ascribed by it to Arthur).
Proponents of this theory of Arthur as a war-leader include Jackson
(1959; 1969), who explicitly rejects any localisation of Arthur on the
basis of the Historia battles, and
Charles-Edwards (1991), who concluded his recent survey of the evidence
for a historical Arthur by saying that:
it cannot be ruled out a priori that
some useful information about the sixth century may, some day, be
surmised on the basis of the [Historia Brittonum]
text; but, at the moment, the prospects are poor. At this stage of the
enquiry, one can only say that there may well have been an historical
Arthur [but] that the historian can as yet say nothing of value about
him. (Charles-Edwards, 1991: 29)
The advantages of this theory are (1) that it is
based firmly on a
critical appreciation of the early Arthurian sources, usually focussing
on the Historia Brittonum as the only text
worthy of serious consideration as a plausible source of useful
information on the nature of the historical Arthur (see, for example,
Charles-Edwards, 1991 and Green, 1998 with regards to this);
(2) that it recognises the problems inherent in the use of the Historia
and other sources; and (3) that, although it
does require an a priori assumption
that Arthur existed, otherwise this theory refuses to go beyond what
can be established from these sources by a correct historical
methodology. It does, however, leave us with a somewhat indistinct
portrait of the historical Arthur.
Whilst
many might accept the above as the most we can legitimately say of any
historical Arthur, if we must have one and given the quality
of
the sources available to us, some have sought to expand this through
various means. Jones (1964), for example, argues that the notice
regarding Arthur's death at the Battle of Camlann in the Annales
Cambriae
should be treated as authentic and early and thus added to the above
concept of a historical Arthur. Alcock (1971) would argue the same,
seeing the Annales Cambriae entries (it also
records the
Battle of Badon as being fought by Arthur) as the most reliable source
of information on any historical Arthur, rather than the Historia
Brittonum account,
arguing that they derive from sixth-century Easter tables. Both notions
have, however, been hotly contested by more recent research into the Annales
Cambriae (see
for example Dumville, 1977 and Grabowski and Dumville, 1984, which
indicate a probable early to mid-tenth-century date for the Arthurian
annals) and no academic researcher now accepts the Annales
notices as witnesses to the historical Arthur that can
be relied upon.
Other
attempts to fill-out the above concept of Arthur have focussed on
trying to localise this Arthur. The most successful (and perhaps the
most methodologically sound) of these is the 'Northern Arthur' theory
of Bromwich and others, discussed below, which places the war-leader of
the Historia Brittonum in the 'Old North' of
Britain on the
basis of a consideration of regional bias in the earliest stratum of
Arthurian evidence (both historical and literary: see especially
Bromwich, 1975-6). Many other theories try to identify and locate the
battles of the Historia Brittonum in a
particular region –
for example, the south-east; the midlands; southern Scotland – in order
to localise Arthur there (something the 'Northern Arthur' theory
scrupulously avoids indulging in), but these are seriously undermined
by Jackson's (1945-6; 1959) warnings about the impossibility of doing
this – such attempts rely mainly on linguistic 'ingenuity' rather than
sound scholarship – and the general and serious academic scepticism
over the trustworthiness of the Historia's
list of battles
(see Bromwich, 1975-6; Green, 1998 and 2007; and Higham,
2002). Lastly, some
attempt to
argue
from identifications of the battles in the Historia that
Arthur was not associated with any particular locality but rather
fought battles all over Britain from southern Scotland to south-western
England (for example, Alcock, 1971 and 1972). This theory runs into
major problems, however, with regards to both plausibility and (once
again) the nature and reliability of the Historia Brittonum
list of twelve battles, of which, it is worth noting once more, Badon
is the only
battle mentioned that we know actually took place in the post-Roman
period (see Jackson, 1959, especially pp.7-8; Bromwich, 1975-6,
especially p. 168ff.; Bromwich et al, 1991: 2-3;
Padel,
1994; and Green, 2007 for (1) far better and
less 'romantic' explanations of why Historia Brittonum chapter
56 ascribes to its historical Arthur battles in, for example, southern
Britain, Chester and Coed Celyddon in southern
Scotland, and (2) full discussions of why the Historia's
list of battles cannot at all be treated as historically reliable). The
simple fact of the matter is that it is now generally
agreed
that the Historia Brittonum's account is not
trustworthy or reliable enough to allow any conclusions about the
extent and area of activity of its supposedly historical Arthur to be
drawn from it.
Finally, there are those who would return to the Historia
Brittonum's statement that 'Arthur fought against them in
those days, together with the kings of the Britons, but he was the
leader in battles [dux bellorum]'
for further inspiration. For them, the above statement indicates
something more than simple war-leadership and, perhaps, an implied
non-royal status for Arthur (see Jackson, 1959: 9 for an argument
that this statement does not rule out Arthur having been a king, and
further below): it is rather suggested that what is being described by
the Historia Brittonum is Arthur being appointed
to the
control of some kind of combined British army – a general, if you will,
appointed by the British kings to lead the fight against the invaders
wherever he is required. Alcock (1971; 1972: 15-18) certainly seems
to take this view, having Arthur as a 'general commanding a combined
British force', with Arthur and his army riding around Britain and
fighting in places as far apart as Bath and southern Scotland (see
above on the latter part of this). Some would go even further, making
the phrase dux bellorum, 'leader in battles', not
a literal statement but an official title or position and analogous to
the known Late Roman Comes Britanniae (for
example, Rhys, 1884 and 1891: 6-8). Collingwood (1937: 321ff.)
sees this post-Roman Dux being placed in charge
of a roving Roman-style cavalry unit, whilst Bachrach (1990) favours –
on an analysis of (again) the Historia Brittonum battles
– having him in control of a fifth-century version of the Roman naval
forces in the north and east of Britain.
Certainly these last suggestions offer a much more
'colourful' vision of any historical Arthur but they can be (and have
been) accused of going far beyond – sometimes very far beyond – what
can reasonably be inferred from the sources as to Arthur's status and
his role in the defence of Britain. In conclusion, most
researchers who believe that a historical Arthur is at least possible
have preferred to stick with the concept of Arthur described at the
beginning of this section as the most that can be legitimately said
(especially given the poor quality of our sources): that is, a concept
of Arthur as a late fifth-/early sixth-century war-leader, famed for
leading the fight against the invading Anglo-Saxons and winning a great
victory at Badon, without any of the above speculations about appointed
generalships, areas of operation and what-not. To quote Myres
(1986: 16), 'if we add anything to the bare statement that Arthur may
have lived and fought the Saxons, we pass at once from history to
Romance.'
See further, for example, Jackson (1959: 8-9)
for a critique of attempts to make Arthur an appointed general and dux
bellorum a title, and Charles-Edwards (1991: 24-5, 28)
for a discussion of the meaning of dux bellorum,
where he argues that the phrase was coined by the author of the Historia Brittonum
to reflect his view that Arthur’s role was much like that of Penda,
king of Mercia, at the
mid-seventh-century Battle of Winwæd,
when Penda led a force of thirty
other kings and leaders against the Northumbrians, a suggestion that
re-opens the question of Arthur's royal status (or lack thereof) and is
clearly incompatible with any speculation about 'appointed generals'.
Charles-Edwards' comments do, of course, very powerfully raise the
question of the extent to which we can really rely upon any
of the statements of Historia Brittonum chapter
56 as a useful guide to the supposed fifth/sixth-century reality of
Arthur's status and role; in this light, the sentence
discussed
above would instead represent an anachronism on the part of the author
of the Historia Brittonum, projecting his
ninth-century ideas about war-leadership onto an earlier age
(Charles-Edwards, 1991: 28; see also Higham, 2002: 16-57, 164-5
and chapter one of Concepts of Arthur on this
topic).
The Northern
Arthur
The Northern Arthur theory is one of the most
respectable theories of a
historical Arthur, being supported by Thomas Jones, Rachel Bromwich and
A.O.H. Jarman, amongst others. This model takes its concept of a
historical Arthur from chapter 56 of the Historia Brittonum –
that is, it sees him as a late fifth-/early sixth-century warrior famed
for leading the fight against the invading Anglo-Saxons (see above). It
then uses the nature and perceived regional bias of the very
earliest stratum of Arthurian sources to argue that these sources imply
that this Arthur was originally a hero of Y Gogledd,
the 'Old
North' (that is northern England and southern Scotland), and that his
later fame throughout Britain was a later secondary development of his
legend. The Arthurian reference in Y Gododdin
(a poem from
the 'Old North') is seen as particularly significant in this theory, as
is the concentration of three or four early (c. 550-650
A.D.)
'Arthur' names in the 'Old North', including a prince of the royal
house of Dalriada. Other important elements of the evidence for a
'Northern Arthur' include a possible northern British origin for
chapter 56 of the Historia Brittonum and the
Arthurian references in the Annales Cambriae
(these elements are controversial, however: see on the Historia,
for example, Bromwich, 1975-6; Dumville, 1977; Dumville, 1986; Koch,
1996: 247-8). Jarman has commented with regards to the Y
Gododdin reference (often seen as the earliest reference to
Arthur, dating from perhaps as early as c. 600
A.D.) that the poem is a very self-contained and insular work,
concerned only with the 'Old North', and thus the mention of Arthur in
it can be seen as implying that he was of that region (Jarman, 1989-90:
17-20). The most detailed examination of the evidence for a
'Northern Arthur' is that of Bromwich (1975-6), in which she strongly
argues for such an identification and provides a context for Arthur's
later, wider, fame by associating the proposed shift of the Arthurian
legend to Wales with the well-established movement of early traditions
concerning Northern heroes such as Urien Rheged and Llywarch Hen south
to Wales by 'at least as early as the ninth century' (Bromwich, 1975-6:
180).
One
very major advantage over similar theories of Arthur's geographical
origins that this 'Northern Arthur' theory has is, of course, its
scholarly rigour and the fact that it is grounded firmly in a detailed
and learned analysis of the very earliest Arthurian sources. Another,
as Bromwich notes, is its deliberate avoidance of getting tied up in
the futile games many authors play in trying to identify the exact
location of the battles mentioned in chapter 56 of the Historia
Brittonum (Skene, 1868: I, 52-8 is one example of this
tendency which might, if correct, support the Northern Arthur
hypothesis; see though Jackson, 1945-6, for both criticisms of Skene
and the general futility of all attempts to identify and locate more
than a handful of the battles recorded in the Historia).
Also counting in its favour is the proponents willingness to admit to
problems with their theory (something that less reliable theorists
hardly ever do), principally the fact that a member of the royal house
of Dyfed in south Wales – who was probably born in the late sixth
century – was named Arthur, and the reference to Arthur in the
mid-seventh-century East Powys poem Marwnad Cynddylan
(Bromwich, 1975-6: 177, 179; Jarman, 1981: 5; Jarman, 1989-90: 19.
Bromwich offers possible solutions to both of these issues but
these are not really satisfactory and do not resolve the issue: see
further for discussion and alternative explanations chapter two of Concepts
of Arthur, Green, 1998; and Padel, 1994;
and below).
Finally, two things must be noted. First, the
'Northern Arthur' theory
does naturally depend to some large degree upon the dating, nature and
interpretation of the evidence mentioned above, and in this context it
is worth noting the controversies surrounding this (Green, 1998 and
2007, and the
references therein). Second, the 'Northern Arthur' theory does have
questions to answer with regards to the Battle of Badon if – as is
generally accepted – this battle was fought somewhere in southern
England
against the invading Anglo-Saxons. If this 'Northern Arthur' is
associated with areas of the 'Old North' such as Rheged or Gododdin,
then we have to assume that either (1) Badon was not in the
south
(which causes problems with both the archaeology and Gildas, though
these may not be insurmountable); (2) Arthur ranged widely
all over Britain (in which case the dubious and methodologically
flawed theories of non-localised Arthur – such as Alcock, 1972 – are in
fact correct and he was not an originally solely Northern figure as
Bromwich et al argue the sources indicate); or
(3) Badon was
not originally fought by Arthur. If the latter is true then the entire
case for Arthur as a historical personage and defeater of the Saxons
starts to collapse, as this case (whatever you may think of its merits)
is fundamentally based around the Arthur/Badon connection, with Badon
supposedly being the reason for Arthur's fame amongst the
Britons and, furthermore, the only thing that ties the Historia
Brittonum account of Arthur to known history, with the Historia's
account being the mainstay of the case for a
historical Arthur (see Green, 1998, and above).
One possible solution to this issue (other than
being forced to make the difficult argument for a northern Badon) may
be to follow Bromwich in associating Arthur with 'the south-eastern
corner of the "Old North", that is with the East Riding of Yorkshire
and possibly with York itself' (the later Anglian kingdom of Deira),
rather than the more northerly regions. This would put Arthur far
enough south to fight fifth-century Anglian invaders (see, for example,
the large early-Anglian cremation cemetery at Sancton in the East
Riding of Yorkshire) and it is reasonably close to the most northerly
of the candidates for Badon, Baumber in northern Lincolnshire. Then,
when this area was lost to the invaders,
the traditions of a great defender might have been passed northwards to
the surviving 'Old North' kingdoms (see Bromwich, 1963; 1975-6: 180-1;
1978: 275; and Thompson, 1979: 215-9 for an argument
that the East Riding – or the Vale of York – was in fact the area
Gildas was talking about when he gave details of the settlement and
rebellion of the Anglo-Saxon federates: this is highly debatable
though, for example Wright, 1984; Higham, 1991; Dark, 1993: 260-66;
Higham, 1994). Overall, this seems to be the most plausible
variant of the 'Northern Arthur' theory.
Arthur the
Emperor
The
notion that Arthur was some sort of emperor has its origins firmly in
the Middle Ages. Geoffrey of Monmouth, in his Historia
Regum Britanniae,
has Arthur as the ruler of an empire that eventually encompassed
Britain, Brittany, Ireland, Iceland, Gaul and Norway, and even
challenged Imperial Rome itself, and there may be traces of this
conception in earlier texts such as the Old Welsh poem Gereint
fil[ius] Erbin, where Arthur is called 'emperor, leader in
toil [i.e. battle]', though the term translated
as 'emperor', ameraudur, may be better read in
this context as 'general' or 'commander' (Jarman, 1983: 106). In
the twentieth and twenty-first centuries, however, the notion
that the historical Arthur was genuinely an emperor, ruling over the
whole of
Britain, has not – to say the least – achieved widespread assent
amongst academics. In fact the theory had its only serious modern
champion in John Morris, who saw Arthur as the dominant figure of his
age. Morris made an extensive study of 'The Age of Arthur' (as he
termed it) and his main conclusions on Arthur's identity from this
research were as follows:
He was the emperor, the all-powerful ruler of the
whole of Britain, and the seat of his power was in the lowlands
[Colchester, according to Morris, was Camelot]… [He restored] the
government of [the] Roman emperor, equipped with a hierarchy of civil
and military officers, on the model of that which had existed in the
earlier fifth century… These institutions endured for at least thirty
years after Badon … With Arthur died the unity of Britain, and all hope
of reviving it under British rule… The rule of Arthur had been an age
of order, truth and justice, to be praised in retrospect… Arthur
dominates and unites the history of two centuries; his victory was the
climax and consummation of the fifth-century struggles; and his undoing
shaped the history of the sixth century, the mould wherein the future
of the British Isles was formed. He was at once the last Roman emperor
in the west, and the first medieval king of the country now called
England … He left a golden legend, and he rescued a corner of the Roman
world from barbarian rule for a short space. (Morris, 1973: 132-141)
Unlike
some of the other theories of a historical Arthur discussed here, few
would now be tempted to describe Morris' 'Arthur the Emperor' theory
as a respectable work of scholarship in its totality, and especially
with regards to Arthur. As has been argued at length by two
distinguished reviewers, it is 'an outwardly impressive piece of
scholarship' which 'crumbles upon inspection into a tangled tissue of
fact and fantasy which is both misleading and misguided' (Kirby and
Williams, 1975-6). This view is supported to some very large degree by
David Dumville in his justly famous attack on both Morris and Alcock
(1971), 'Sub-Roman Britain: History and Legend', where he demonstrates
the utter invalidity of Morris' approach to the sources which renders
his 'reconstruction' of events almost completely worthless (Dumville,
1977). Another reviewer, James Campbell, is slightly more generous,
recognising the good hidden in amongst the bad, but he too admits that The
Age of Arthur is a book so misleading, so idiosyncratic, so
full of problems, difficulties, and traps for the unwary, that it
should be used only by professional scholars – already familiar enough
with the ongoing debates and the primary sources to ignore the many
unreliable theories and passages in the book – and that it is
manifestly not a work appropriate for amateurs or newcomers to the
subject (Campbell, 1975). Unfortunately, this seems to be just the
category of readers who make most use of the book nowadays, with very
few professional researchers ever now returning to the tome due to
these immense problems.
The South-Western
Arthur
The belief that the historical Arthur belongs to
the south-west of Britain has been supported recently by authors such
as Ashe (1968: 50-1) and Dunning (1988), but it is an ancient and
popular association. Thus, for example, he is called penn
kadoed Kernyw, 'chief of the battalions of Cornwall', in
the c. 1150 non- Galfridian poem Ymddiddan
Arthur a'r Eryr, and in Herman's De Miraculis
Sanctae Mariae Laudensis
('The Miracles of St. Mary of Laon') a visit to Cornwall in 1113 by
some canons from Laon almost ended in violence and rioting when one of
the visitors dared to argue that the people of Bodmin were wrong in
their belief that Arthur 'still lived', indicating the great strength
of interest and feeling amongst the local Cornish population
of
the early twelfth century towards Arthur (see Coe and Young, 1995:
44-7, and Padel, 1994: 8-9, on this). Another south-western
association for Arthur is the fact that all the
early native sources – the twelfth-century Welsh poets, the
non-Galfridian Trioedd Ynys Prydein (the 'Welsh
Triads'), and Culhwch ac Olwen (which has been
variously dated from the mid-tenth century to the late eleventh
century) – agree that Arthur's court was called Celliwig
('the forest grove') and was to be found in Cornwall. Indeed, Celliwig
also seems to appear in the Arthurian poem Pa gur yv y
porthaur?,
which may date from as early as the ninth century, and as such there is
a strong suggestion that the tradition of Celliwig as
Arthur's court
was one of considerable antiquity (in the poem it is not, however,
stated where this place was to be found but, given that Celliwig is
never located anywhere other than Cornwall in native tradition, a
Cornish location can reasonably be assumed; see further on all the
above Bromwich, 1978: 3-4; Padel, 1991: 234-40; Koch, 1994: 1127).
Other evidence for an association of Arthur with south-western
Britain includes the mid-late ninth-century poem Gereint
fil[ius] Erbin; the Vita Prima Sancti Carantoci
(c.1100?), which mentions a dragon-slaying episode in Somerset; the
story of Gwenhwyfar's abduction and imprisonment at Glastonbury (and
Arthur's summoning of the men of Cornwall and Devon to help free her)
in the Vita Gildae of Caradoc of Llancarfan
(1120s or 1130s); the belief that Glastonbury was Arthur's last resting
place and Avalon (see below); and Geoffrey of Monmouth's story of
Arthur's conception at Tintagel, Cornwall (many of these sources are
discussed further in Green, 1998b and 2007).
These
are the kinds of materials upon which the theory of a south-western
Arthur has often been built (for example, Wilson, n.d.: 96-7). The
problem with all of this is, of course, that it stems mainly from
sources reflecting the Arthurian legend, rather than those, such as the
Historia Brittonum, which are generally felt
to reflect, to
some degree, the Arthurian reality. Naturally, this does raise some
very important methodological issues. Fundamentally this theory
proceeds from the same basis as the 'Northern Arthur' theory, that is
an attempt to locate the war-leader of Historia Brittonum
chapter 56 by looking at the regional bias of the Arthurian sources.
However, two things need to be noticed here. First, we have to
recognise that the above sources for a 'South-Western Arthur' are
generally far more 'legendary' in nature than those used by the
'Northern Arthur' theory. Second,
whilst there are more of them, they are also largely later – sometimes
much later – in date than those used by the 'Northern Arthur' theory
(especially if the Y Gododdin reference can be
dated to before c. 638 A.D., as Koch, 1997 has
recently argued; see, however, Green, 1998a). If we are to see the
development of the
Arthurian legend as a general movement from sober history to
fantastical (and increasingly popular) legend, then both of these
features would tend to add weight to Bromwich's notion
that the presence of the legend in the south-west reflects a secondary
development of an originally northern legend and hero, though there are
issues with this theory (Bromwich, 1975-6 and above).
Given the above considerations, the case for a
'South-Western Arthur' would seem to require further support if it is
to be considered plausible. If the supposed discovery of Arthur's grave
in the 1190s by the monks at Glastonbury Abbey (and their claim that
Glastonbury was Avalon) could be proven to be genuine then this would
obviously significantly alter the situation. C.A. Ralegh Radford (1968)
and L. Alcock (1971) have attempted to, at least partially, argue this
case, but they fail to convince (see Rahtz, 1993; Carey, 1999; Carley,
1999). Another possible link with reality comes from the Alcock's
excavations at Cadbury Castle, Somerset, which showed that this
important Iron-Age hill-fort was reoccupied and heavily refortified in
the late fifth or sixth century by a very powerful war-lord
(Alcock, 1972 and 1995), the Arthurian link being Leland in the
sixteenth century who records that the local people thought that this
site was Arthur's Camelot. Certainly the possibility is interesting,
but
the Arthurian link is based on very late traditions, first recorded
more than 1000 years after the historical Arthur is supposed to have
lived, which severely limits their value in constructing any theory of
a historical Arthur; Cadbury-Camelot therefore cannot be taken as
proof of a 'South-Western Arthur'.
The
question must therefore be asked, is there any good reason to believe
that the 'South-Western Arthur' theory is worth supporting? I think
that we can cautiously answer 'yes, perhaps' here, on the following
basis. Working with the critical study of the early materials as our
foundation, we can say that most serious researchers – if they believe
in Arthur at all – would argue that the Historia Brittonum is
the only plausible source of information on any historical Arthur that
we possess, and that the most that can be inferred from this source
with any degree of confidence is that Arthur was a late fifth-/early
sixth-century war-leader, famed for leading the fight against the
Anglo-Saxon invaders and winning a great victory at the Battle of
Badon. Now, given that the victory over the Anglo-Saxons at Badon is
supposedly the main reason for Arthur's fame – and the fact that it is
the only battle associated with Arthur in the Historia
Brittonum
(the source of the main academic concept of any historical Arthur)
which
we know from other historical sources actually took place in the
post-Roman period – it does not seem unreasonable to take its location
as some sort of a guide to the region of operation of any historical
Arthur; it is the only remotely reliable clue that our 'historical'
sources can provide for us. Of course this does require a degree of
assumption, mainly that Badon would have been fought in roughly
the region Arthur operated within, but this does not
seem unreasonable
either. The notion that any historical Arthur was a general or even an
emperor(!) who led a combined British army in fighting battles all
over Britain – as Alcock (1971 and 1972) and Morris (1973) make him –,
not just his own general region (wherever that
might have
been), is no longer supported by serious researchers and can be
dismissed on the grounds of both plausibility and the nature and
reliability of the Historia Brittonum list of
twelve battles,
upon which it largely rests (as noted above; see the
other references there for further details, especially Bromwich,
1975-6: 168ff., and above). One would not wish to claim that
an identification of Badon might closely localise Arthur – it cannot be
denied that post-Roman war-leaders might have ranged over a reasonably
wide area, even if the notion of them travelling all over Britain can
be dismissed – but it may give us some
idea about the general region that he operated
within (I am, of course, leaving to one side here the question of
whether Badon was actually fought by Arthur, for the very good reasons
set out above).
So,
where was Badon? Most researchers agree that this battle was fought
somewhere in southern Britain, with Jackson writing that 'no amount of
ingenuity can make Badon, the most probably genuine of [Arthur's
battles], anything but a battle against the Saxons or the Jutes in
southern England' (Jackson, 1959: 10 – see also, for example,
Bromwich, 1975-6: 172). Some dissenting voices have been raised
against this consensus, preferring to argue the difficult case for a
location of Badon in the north of Britain
(Thompson, 1979: 215-19 and Dumville, 1984: 70-2), but this
suggestion is highly contentious and has not received widespread
support (see for example Higham, 1991; Dark, 1993: 260-6; Higham,
1994; Wright, 1984). Further, the general consensus that Badon probably
belongs to southern Britain is supported and supplemented by the
archaeology of fifth-century Anglo-Saxon settlement, which indicates
that the earliest and most extensive settlements and conquests by the
invading Anglo-Saxons occurred in the south and east of Britain, making
this the most plausible region for the operation of a British
war-leader fighting the invaders (good modern summaries and
introductions to the archaeology include Carver, 1989; Hawkes, 1989;
Hines, 1990; Higham, 1992; Welch, 1993; Scull, 1995; and Arnold, 1997,
chapter 2).
If we can thus say that Badon probably belongs to
southern Britain, where in southern Britain was it? There are two main
theories with regards to this. The first theory argues
that the name Badon
would, when it was taken into Old English and if the site was a
fortified hill, regularly become the modern English place-name
'Badbury' and variants (see Jackson, 1953-8; Gelling, 1988: 60-1).
There are a number of 'Badbury' names in southern and eastern England
that might thus have their origins in Badon,
including
Badbury Rings (Dorset), Liddington Castle (Wiltshire, this site being
once known as Badbury Camp), Badbury Hill (Berkshire), and Baumber
(Lincolnshire), with Badbury Rings in Dorset often being the favoured
above the others (see especially Jackson, 1953-8). Another
favoured 'Badbury' identification is Liddington Castle, but recent
archaeological excavations there seem to cast doubt on the plausibility
of any identification of this site with Badon, despite support for it
from Chambers (1927), Myres (1986: 159) and others
(see Hirst
and Rahtz, 1996). The second theory follows Geoffrey of Monmouth's Historia
Regum Britanniae in identifying Badon with Bath, an
identification that has been taken up in modern times by Alcock (1971:
70-71) and the Burkitts (1990) on both philological and
archaeological grounds. On the whole it cannot yet be said to be clear
which of these competing theories should command our support. However,
as the most recent survey of the evidence has commented, we can say on
the most general level that the balance of probabilities and current
scholarly
opinion indicates that 'the battle probably took place in the
south-west' (Hirst and Rahtz, 1996: 17).
In conclusion, if we assume (as it does not seem
unreasonable to do) that the location of Badon can be seen as a rough
guide to the general region that the Arthur of the Historia
Brittonum chapter 56 operated in, then it follows that
Arthur was quite possibly a figure from the southern portion of Britain
and
most probably the south-west. This notion has the major advantage of
being based around what can be reasonably assumed from the 'historical'
sources about any possible genuinely historical Arthur, rather than a
perceived regional bias in the 'non-historical' material concerning
Arthur, and if it is accepted then it does go a long way towards making
the 'South-Western Arthur' theory the plausible theory that the later
legendary material on its own cannot.
There
are, naturally, a number of issues with this theory: First, by its very
nature in arguing for a 'South-Western Arthur', this theory ignores or
sets-aside the evidence for a northern bias in the early Arthurian
material such as Y Gododdin, as observed by
Bromwich (1975-6)
and others (see above). To this we can add that there is also
early evidence for a knowledge of Arthur and his legends in Wales,
including Historia Brittonum chapter 73 (the
traditions
related here are considered to pre-date the ninth century: Bromwich and
Evans, 1992: lxvi); the poem Preideu Annwfyn (which
Koch
argues should be dated to before the late eighth century: Koch, 1996:
263-5); the mid-seventh-century East Powys poem Marwnad
Cynddylan; and the existence of Arthur map Petr of the Dyfed
royal house, born c.
570
A.D. (Bromwich, 1975-6: 178-9). This is, of course, part of
a wider issue which seriously affects the 'Northern Arthur' theory too:
even the very earliest and most reliable evidence for the distribution
of a knowledge of the Arthurian legend – the use of the name Arthur in
the mid-late sixth century by the royal houses of both Dyfed and
Dalriada – indicates that this knowledge was extremely widely spread,
from south Wales to southern Scotland. The explanation of all this is
very difficult, especially given that theories of the historical Arthur
as an age-defining figure who fought all around Britain are no longer
considered plausible or methodologically defensible, as noted above
(for possible solutions to this problem, see Bromwich, 1975-6: 177ff.;
Padel, 1994, especially p.24; Green, 1998a and chapter two of Concepts
of Arthur: Bromwich's is the only solution that has been
offered which would maintain Arthur as a historical figure, and it
forms
part of her 'Northern Arthur' theory). Of course, as formulated above,
the 'South-Western Arthur' theory is primarily based around the
'historical' sources, not materials reflecting the growth of the
Arthurian legend, but this does not mean that these considerations can
be discounted or ignored; the question still has to be asked, if we
argue that the historical Arthur belonged to the south-west, what then
are we to make of this very early evidence for a knowledge of his
legend in Wales and southern Scotland?
Second, the
above argument for a 'South-Western
Arthur' is based around an assumption that Badon would have been fought
in roughly the same region that any historical Arthur operated within.
Whilst this is not at all unreasonable, it is an assumption and it
should be remembered that early medieval war-bands could be very
mobile, raiding deep into enemy territory. Given, however, that we are
only looking for a rough general region for Arthur's operation, rather
than an exact location, this is much less of a concern and an issue
than it might have been. And third and finally, we should not forget
that Badon has not actually been securely identified. Whilst most agree
that it was fought in southern Britain and most likely in the
south-west, there are dissenting voices. It ought not to be
forgotten that one of the ‘Badbury’-style place-names which may derive
from Badon is located in Lincolnshire, still south of the Humber but in
the East Midlands rather than the south-west. Furthermore, Badon may
not, of course, have been any of the places so far suggested but rather
some as-yet-undiscovered site elsewhere in Britain, where perhaps a new
English or Scandinavian place-name has silently replaced and erased the
earlier name ‘Badon’.
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